For training and technical assistance needs or questions, please email [email protected].

Frequently Asked Questions​

CARE Act TTA Frequently Asked Questions​

The following are frequently asked questions related to Community Assistance, Recovery, and Empowerment (CARE) Act training and technical assistance. For background information on the CARE Act, please visit our About page and/or visit the CalHHS CARE Act landing page

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  • What is the CARE Act?

    Senate Bill 1338 established the Community Assistance, Recovery, and Empowerment (CARE) Act to provide community-based behavioral health services and supports to eligible Californians living with schizophrenia spectrum or other psychotic disorders through a new civil court process. CARE Act is intended to serve as an upstream intervention for the most severely impaired Californians to prevent avoidable psychiatric hospitalizations, incarcerations, and Lanterman-Petris-Short Mental Health Conservatorships. The CARE Process will provide earlier action, support, and accountability for both CARE participants and the local governments responsible for providing behavioral health services to these individuals. The CARE Act authorizes specified adult persons to petition a civil court to create a voluntary CARE agreement or a court-ordered CARE plan that may include treatment, housing resources, and other services.

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  • Who is the intended audience of the CARE Act training and technical assistance?

    As specified in Section 5970.5 of SB 1338, training and technical assistance will be provided to county behavioral health agencies (including organizations and individuals that county behavioral health agencies include in the training and technical assistance opportunities as specified in Section 5983 (b), volunteer supporters, CARE Act providers, counsel, and other relevant stakeholders to support the implementation of the CARE Act. 

    Training and technical assistance will be in consultation with relevant state departments, disability rights groups, county behavioral health and aging agencies, peers, the California Interagency Council on Homelessness, the Judicial Counsel of California, and other relevant stakeholders.

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  • When will the CARE Act be implemented?

    The following counties have begun accepting CARE petitions:

    • Glenn
    • Kern
    • Los Angeles
    • Orange
    • Riverside
    • San Diego
    • San Francisco
    • San Mateo
    • Stanislaus
    • Tuolumne

    The remaining counties and will implement by December 1, 2024.

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  • Who is eligible for CARE?

    Eligibility is determined on a case-by-case basis. Homelessness and mental illness alone are not enough to meet eligibility requirements.

    A respondent must meet all the following criteria to be eligible for CARE:

    • Be 18 years of age or older.
    • Have a diagnosis of a schizophrenia spectrum disorder or another psychotic disorder in the same class.
    • I am currently experiencing a mental illness that:
      • Is severe in degree and persistent in duration,
      • May cause behavior that greatly interferes substantially with activities of daily living, and
      • May lead to an inability to maintain stable adjustment and independent functioning without treatment, support, and rehabilitation for a long or indefinite period.
    • Not be clinically stabilized in ongoing voluntary treatment.

    Additionally, at least one of the following must be true:

    • The respondent is unlikely to survive safely in the community without supervision and the respondent’s condition is substantially deteriorating.
    • The respondent needs services and supports to prevent a relapse or deterioration that would likely result in grave disability or serious harm to the respondent or others.

    The respondent’s participation in a CARE plan or CARE agreement must:

    • Be the least restrictive alternative necessary to ensure the respondent’s recovery and stability, and
    • Be likely to benefit the respondent.

    Petitioners are required to provide facts and supporting information at the time of filing to show that a respondent is eligible for CARE Act proceedings (see form CARE-050-INFO ). Supporting documentation must include either a declaration by a licensed behavioral health professional ( form CARE-101 ) or evidence that the respondent was detained for at least two intensive treatments, the most recent one within the last 60 days. See the Eligibility Fact Sheet and CARE Act Resources for Petitioners for more information.

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  • What is a CARE agreement and a CARE plan?

    A CARE agreement and a CARE plan are documents that specify services to support the respondent’s recovery and stability.

    • A CARE agreement is a voluntary agreement between the respondent and the county behavioral health agency after a court has determined that the respondent is eligible for the CARE process. If a CARE agreement is not reached, the court may order the creation of a CARE plan.
    • A CARE plan includes a range of community-based services and supports ordered by the court. There will be status review hearings to review progress and challenges. Services and supports in the CARE plan can be changed to support the respondent’s success. If included in the CARE plan or agreement, stabilizing medications are prescribed by the treating licensed behavioral health care provider. The CARE team will work with the respondent to address medication concerns and make changes to the treatment plan as needed.

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  • Who can file a petition?

    Petitioners must be 18 years of age or older and fit one of the following categories:

    • A person who lives with the respondent.
    • A spouse or registered domestic partner, parent, sibling, child, or grandparent of the respondent.
    • A person who stands in the place of a parent to the respondent.
    • The director of a hospital, or their designee, in which the respondent is hospitalized.
    • The director of a public or charitable agency, or their designee, who has within the last 30 days provided or who is currently providing behavioral health services to the respondent or in whose institution the respondent resides.
    • A licensed behavioral health professional, or their designee, who is or has been supervising the treatment of or treating the respondent for mental illness within the last 30 days.
    • The director of a county behavioral health agency, or their designee, of the county where the respondent resides or is found.
    • A first responder who has had repeated interactions with the respondent.
    • A judge of a tribal court located in California, or their designee.
    • The respondent.

    Note: After the initial appearance, the petitioner will be replaced by the director of the county behavioral health agency, or a designee.

    For more information, see CARE Act Resources for Petitioners.

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  • What happens during the CARE process?

    A summary of the CARE process is outlined below:

    • A case begins with the filing of a petition, followed by the court assessing eligibility.
    • If a respondent is found to be eligible, and efforts at voluntary engagement by the county behavioral health agency are not successful, there is a process to develop a voluntary CARE agreement.
    • If a CARE agreement is not likely to be reached, the court will order the county behavioral health agency to conduct a clinical evaluation of the respondent and provide a report to the court.
    • If, based on that report, the court determines that the respondent meets the eligibility criteria, the court shall order a CARE plan. Both a CARE agreement and a CARE plan will outline services and supports that the individual is entitled to receive under the CARE proceedings.
    • The court will monitor the respondent’s progress with the CARE plan or CARE agreement.
    • If the respondent has a CARE plan, then after a year there will be a determination of next steps. The respondent may graduate or be reappointed to the CARE process for up to one additional year.

    For a more detailed description of each step in the process, please see the CARE Act Process Flow to Treatment, Housing, and Support resource or The Client’s Journey Through the CARE Act training.

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  • How does a county apply for the CARE Act delayed implementation process?

    Counties can apply for a delayed implementation process as outlined in Behavioral Health Information Notice 23-016.

    As part of the application for an extension requirement, please also submit a Delayed Implementation TTA request here in order to work with the CARE Act TTA provider to develop a plan for implementing the CARE Act by your county’s proposed implementation date. Additional questions can be sent to [email protected]

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  • What information will the CARE Act annual report provide?

     As specified in Welfare and Institutions Code 5985, subd. (e) and (f), the Department of Health Care Services (DHCS) will develop an annual report to examine the scope of impact and monitor the performance of CARE Act model implementation. The first annual report will be published in July 2025 on the DHCS website. The report will include information on the effectiveness of the CARE Act model in reducing disparities and improving outcomes in homelessness, criminal justice involvement, conservatorships, and hospitalization of participants.

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  • Under the CARE Act, what level of licensure is required to conduct the clinical evaluation that may be ordered by the court?

    The CARE Act specifies that the clinical evaluation, which may be ordered by the court pursuant to Welfare and Institutions Code (WIC) 5977.1(b),  shall be conducted by the county behavioral health agency through a licensed behavioral health professional. The CARE Act defines the licensed behavioral health professional in conjunction with other applicable statutes. The clinical evaluation may be conducted by:

    • a psychiatrist, psychologist, clinical social worker, marriage and family therapist or professional clinical counselor licensed in accordance with the Business and Professions Code; or
    • individuals working under supervision to gain necessary experience to meet any of the above licensure requirements as long as they meet the professional training requirements applicable to their license as detailed in the Business and Professions Code, for up to five years; or
    • the same type of clinicians who were recruited for employment from outside the state who have sufficient experience to gain admission to a licensing exam, for up to five years.

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  • What is the impact on the process if an individual voluntarily engages in services?

    The CARE Process is intended to encourage voluntary engagement. After the petition is filed, if the respondent is enrolled or likely to enroll in voluntary treatment, the court will dismiss the matter.

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  • What is the impact if a respondent cannot be located or chooses not to engage in the early stages of CARE process?

    The court may conduct the initial hearing in the respondent’s absence if:

    • the respondent does not waive personal appearance and does not appear at the hearing; and
    • the court determines that reasonable attempts to engage the respondent have failed; and
    • the court makes a finding that conducting the hearing without the participation or presence of the respondent would be in the respondent’s best interest.

    If the respondent engages but chooses not to be present at the initial hearing, they may instead appear through counsel. (Welfare and Institutions Code 5977 (b)(3))

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  • Can a supporter be subpoenaed to testify against the respondent?
    A supporter shall not be subpoenaed or called to testify against the respondent in any CARE Act proceedings. However, this provision only references CARE Act proceedings, and it does not prevent a supporter from being called to testify in any other civil or criminal proceedings.

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  • Can a supporter be removed from the CARE process due to a conflict of interest?
    The court shall remove a supporter due to a conflict of interest with the respondent if the conflict cannot be managed in such a way to avoid any possible harm to the respondent. The process for removing a supporter will be determined by the court.

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  • How can family members participate in CARE Act proceedings?
    Family members can take various roles in CARE Act proceedings. If the family member is the original petitioner, they shall have the right to participate in the initial hearing to determine the merits of the petition. The court may assign ongoing rights of notice to the original petitioner. The court may also allow participation in the respondent’s CARE Act proceedings, if the respondent consents. Additionally, the respondent may choose to elect a family member to serve as their volunteer supporter.

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  • Can someone who is experiencing a mental health crisis participate in a supported decisionmaking arrangement?

    During the CARE Act process, the goal is to optimize the respondent’s opportunities to make decisions. As the respondent’s symptoms fluctuate, their willingness and availability to participate in supported decisionmaking may likely also change. During a mental health crisis, an individual may not be able to communicate their preferences and wishes, and therefore supported decisionmaking may not always be possible. These scenarios must be evaluated on an individual case-by-case basis. Ideally, once the respondent is capable of understanding the decisions to be made, they can resume engaging in supported decisionmaking.

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  • What happens when a CARE participant does not adhere to their CARE plan?

    There are no penalties to a respondent who doesn’t complete their CARE plan. However, if at any time in the CARE proceedings, the court determines that a respondent is not participating in the CARE process or is not adhering to their CARE plan, the court may terminate the respondent’s participation in CARE.

    Also, if a respondent fails to complete their CARE plan (not a CARE agreement), the reasons for that failure, shall be considered by the court in a subsequent LPS hearing, provided that hearing occurs within 6 months and provided that all the services and supports were offered to the respondent. This fact shall create a presumption for the LPS court that respondent needs additional intervention beyond the services and supports provided by the CARE plan. However, this provision is not triggered if the respondent’s only failure to adhere to their CARE plan is a failure to comply with a CARE plan medication order.

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  • What are the legal roles throughout the CARE process?

    The CARE process includes multiple legal representatives that serve specific roles, including:

    • Respondent’s counsel: An attorney is provided to the respondent at no cost. The respondent’s counsel will work with the county behavioral health agency and respondent’s volunteer supporter (if applicable) to help the respondent access behavioral health treatment. They also represent the respondent in any court proceedings and advise on the CARE process.
    • Judicial officers: Judicial officers – also known as judges – are responsible for making sure the court proceedings are conducted in a collaborative way. Additional responsibilities include determining eligibility, explaining the respondent’s rights, evaluating what services were or were not provided, and issuing orders to support the respondent’s access to services.
    • Petitioner’s counsel: The “petitioner” is an adult person who petitions a civil court to consider the respondent for the CARE process. It is not required that the petitioner have an attorney help them file the petition, but they may choose to do so at their own expense. Alternatively, if a petition is filed by a county behavioral health agency, the agency may choose to be advised by counsel.

    For more information, see the CARE Act Brief on Legal Roles in the CARE Act on the CARE Act Resource Center.

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  • What is the difference between a progress review hearing and a status review hearing?

    A progress review hearing is scheduled if the respondent and county behavioral health agency have reached a CARE agreement. The court will schedule a progress review hearing for 60 days from when it approves the CARE agreement (Welfare and Institutions Code Section 5977.1). The statute does not specify any additional progress review hearings; however, the court, at its discretion, may include additional hearings as it deems beneficial to monitor and encourage the parties’ progress in fulfilling the terms of the CARE agreement. The statute does not specify the content or structure of the progress review hearings.

    Status review hearings will be scheduled by the court at least every 60 days after the court orders a CARE plan. The court will review the respondent’s progress on the CARE plan, what services were or were not provided, issues the respondent may be having with adhering to the plan, and recommendations for changes that would make the CARE plan more successful. The county behavioral health agency or the respondent may request, or the court may set, a hearing at any time during the CARE process to address a change of circumstances during the CARE process. (Welfare and Institutions Code Section 5977.2)

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  • What is the court’s role in ensuring that the volunteer supporter is following the supported decisionmaking framework?

    The court does not have a mandated process to ensure that a supporter follows a supported decisionmaking framework. However, if the court finds that the volunteer supporter is overstepping the boundaries of their role, such as (imposing their own beliefs on the respondent), the court may remind the supporter of their duties. A court may ultimately remove a supporter because of any conflict of interest with the respondent that cannot be managed.

    For more information, see the Supported Decisionmaking for Volunteer Supporters training on the CARE Act Resource Center.

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  • What is the role of the volunteer supporter?

    A volunteer supporter (also referred to as a supporter) is an adult chosen by the respondent to provide support throughout the CARE process. The supporter should help the respondent understand, make, and communicate decisions and express preferences throughout CARE proceedings. This could include assisting with the development of a CARE agreement or CARE plan, a graduation plan, and a Psychiatric Advance Directive (PAD). The supporter should use a supported decisionmaking framework to empower the respondent to make their own informed decisions.

    The CARE Act Supporter Role Brief provides an overview of the Supporter Role, key operating principles of the supporter’s role, and available trainings for supporters.

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  • What are the requirements for official service notifying a respondent of the CARE Act proceedings?

    The CARE Act requires that the respondent be personally served notice of several events throughout the CARE process. During the initial stages, the county behavioral health agency is to personally serve the respondent with a copy of the petition packet as well as information on the process and their rights in the process. If personal service is not practicable, the county behavioral health agency may use any method reasonably calculated to give the respondent actual notice. The proof of service must explain why personal service was impractical and why the alternative method was thought to provide actual notice.

    For more information, see the 2023 California Rules of Court (Rule 7.2235) or the Judicial Council of California’s FAQs for CARE Act Service Requirements.

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  • What data will counties be required to collect?

    Counties will collect data on:

    • CARE Act Respondents with a CARE plan and CARE agreement, which are referred to as “CARE participants.”
    • Former CARE Act respondents who meet prima facie and CARE criteria but elected to voluntary engagement in county services. These individuals are referred to as “Elective clients.”

    County behavioral health agencies will capture respondent data at the individual level, while Judicial Council will capture aggregated trial court data.

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  • When do counties start tracking CARE respondents?

    Data will be collected on CARE respondents from the time of petition as follows:

    • If the county behavioral health agency is the original petitioner, data collection begins at the time of petition.
    • If the county behavioral health agency is not the petitioner, data collection begins when the court orders an investigation by the county.

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  • How will the data collected be shared with the public?

    Data metrics identified in Welfare and Institutions Code sections 5985 and 5986 for the Annual Report and Independent Evaluation will be shared in accordance with the DHCS Public Reporting Guidelines to maintain privacy and security.

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  • Will the respondent receive notice of disclosure of their health information?

    The CARE Act authorizes, and in some instances requires, the disclosure of a respondent’s health information, including protected health information and mental health records, to the county behavioral health agency and/or the court. The CARE Act requires that the county behavioral health agency notify the respondent of disclosure of their health information. That notice is to be sent to respondent’s last known address, if one exists, and to respondent’s counsel. The notification shall also be included with the next notice of hearing, if any, served upon the respondent. All information that was shared shall be disclosed to the respondent, their counsel, and (with the respondent’s consent) their supporter.

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  • What is a Psychiatric Advance Directive (PAD)?

    A Psychiatric Advance Directive (PAD) is a type of Advance Health Care Directive. It is a self-directed legal document that states a person’s preferences and provides instructions for mental health treatment in advance of a mental health crisis. Physicians, hospitals, and other providers should refer to a PAD in situations when the individual is unable to articulate their own care preferences. A PAD may be incorporated into ongoing mental health treatment, serving as a blueprint for the individual’s preferences regarding their physical and mental health.

    In California, the general provisions for an advance health care directive are found in Probate Code Sections 4600-4678 . For more information, see the PADs in the CARE Act training located in the Resource Library or visit the PADs Mental Health Services Act (MHSA) Multi-County Psychiatric Advance Directives Innovations Project .

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  • Can a Psychiatric Advance Directive (PAD) be registered with the State?

    State law requires the Secretary of State to maintain an Advance Health Care Directive Registry (Cal. Probate Code Section 4800). This registry allows those with an Advance Health Care Directive to register information that can be made available upon request to the registrant’s health care provider, public guardian, or legal representative. Although this registry was not created for PADs, if a PAD meets the requirements for Advanced Health Care Directives (Cal. Probate Code Section 4670 – 4743), the owner of the PAD can register it with the state.

    You can find information about how to register an Advance Health Care Directive or a PAD on the California Secretary of State’s Advance Health Care Directive Registry webpage.

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  • What is the role of a Psychiatric Advance Directive in the CARE process?

    The development of a Psychiatric Advance Directive (PAD) should be considered a best practice for anyone receiving psychiatric treatment; PADs are a helpful tool for self-determination and empowerment. Although PADs are not mandated as part of the CARE process, PADs are referenced in the CARE Act statute as an option to be included in a graduation plan (Welfare and Institutions Code section 5977.3(a)(3)(A)).
    A PAD can be used to:

    • Plan for a future event in which an individual may not be able to direct mental health and/or physical treatment.
    • Provide an opportunity to outline preferences and to share that with others.
    • Support an individual’s autonomy, dignity, and ability to self-direct care.
    • Improve the ability to build trust and navigate care systems.

    A PAD can be developed at any point in the CARE process, as long as the respondent has the capacity to make informed decisions about their own care. Examples of how a PAD might be incorporated into the CARE process are included in the PADs in the CARE Act training located in the Resource Library.

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  • What options are available for respondents who would like a supporter but do not have someone who can fulfill this role?
    Respondents may be able to identify a supporter through family advocacy and peer organizations, homeless outreach agencies, and/or other community-based organizations. Please note, the supporter must be chosen and approved by the respondent regardless of the relationship. See the Volunteer Supporter Toolkit for more information.
    Additionally, NAMI California is available to provide support/guidance to NAMI affiliates regarding the volunteer supporter role. Visit the NAMI California’s webpage for additional information.

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  • What resources are available to those submitting a petition?

    Every superior court offers assistance through their Self-Help Centers to individuals who are not represented by an attorney and are seeking resources and legal information. Self-Help Center staff can assist with filling out forms and providing resources; however, they cannot provide legal advice. Services may be provided in person, by phone, or online. Visit the Self-Help Center locator to find a center in your county.

    In addition, the following resources and training materials are available to support petitioners in accurately completing petitions, which promotes an efficient court review process.

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  • Can a court order another county to provide services or support such as behavioral health treatment or housing under a CARE plan?

    The CARE Act does not preclude and in fact contemplates the possibility of another county providing services or supports to a respondent. If a proposed CARE plan includes services and supports to be provided through another local governmental entity, the court may consider a motion by either the petitioner or the respondent to add the other local entity as a party to the CARE proceedings (W&I Code § 5977.1 (d)(4)). If the local entity is added as a party to the proceedings, either voluntarily or through court order, the court may order the local entity to provide the necessary service or support as part of the CARE plan. (See W&I Code § 5977.1(d)(2)&(4)).

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  • Is the court able to request and/or compel reporting of health information from non-County or non-Medi-Cal providers?

    Several amendments to the CARE Act outlined in Senate Bill 35 address the disclosure of health information to behavioral health agencies and the courts. Health care providers and covered entities are now authorized to disclose to a behavioral health (BH) agency certain health information pertaining to a respondent that is relevant to an investigation, evaluation, or other report or hearing, or to the provision, coordination or management of services and supports. This includes protected health information (PHI) and mental health records (excluding psychotherapy notes).

    In matters where the health care provider or covered entity is the petitioner, the CARE Act now requires them to provide this health information to the county BH agency. As specified in Welfare and Institutions (W&I) Code section 5977.4, there is a process for a county BH agency to apply for a court order compelling a health care provider or covered entity to provide health information, if necessary. Further disclosure or redisclosure is not authorized except as expressly provided, and that information disclosed to a county BH agency by a health care provider is confidential and is not subject to disclosure or inspection under the Public Records Act. Additionally, health care providers or covered entities shall not be held civilly or criminally liable for any disclosure authorized or required by these provisions.

    Providers should consult with their legal counsel if they have questions or concerns related to the sharing of an individual’s health information.

    For a summary of substantive changes established by Senate Bill 35, view the CARE Act SB 35 Amendment Brief.

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  • Can the original petitioner remain informed of the CARE process once the behavioral health agency has replaced them as the petitioner?

    The court may, in its discretion, assign ongoing rights of notice to the original petitioner. If the respondent consents, the court may allow the original petitioner to participate in the respondent’s CARE proceedings. There is no provision for ongoing participation without respondent consent.

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  • If a CARE respondent’s case is dismissed, what resources are available to them?

    Resources for services and supports outside the CARE process are available to the respondent through their county behavioral health agency, peer organizations, homeless outreach agencies, and/or other community-based organizations.

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  • What guidance is available related to billing health plans for services in a CARE agreement or CARE plan?

    The Department of Managed Health Care (DMHC) released All Plan Letter APL 23-016 – Implementation of SB 1338 (2022) – Community Assistance, Recovery, and Empowerment (CARE) to provide guidance about how health plans shall ensure they identify enrollees who are involved in CARE proceedings and process and pay claims arising from their enrollees’ CARE agreements or CARE plans.

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  • What resources are available to peers who are interested in supporting CARE respondents?

    Peers may serve in the CARE process as members of the treatment team, as volunteer supporters, or as part of a peer organization. For an overview of how peers can participate in the CARE Act, view the Role of the Peer in the CARE Process training on the CARE Act Resource Center.

    Many peer organizations offer trainings for peers in California, including National Alliance on Mental Illness (NAMI) programs for county-specific training. For more information visit the NAMI Medi-Cal Peer Support Specialist Certification Training website.

    Additionally, the California Mental Health Services Authority (CalMHSA) has a comprehensive website on the Medi-Cal Peer Support Specialists training, exam, best practices, study guide, and more. Below are links to the website.

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  • Can counties claim for outreach and engagement administrative expenses incurred while preparing for a court hearing and/or transporting the respondent to and from their court hearing?

    Counties are permitted to invoice the Department of Health Care Services (DHCS) for expenses incurred while preparing for and/or transporting a respondent to and from their court hearing. DHCS will reimburse counties for these outreach and engagement activities to support CARE Act services, as outlined in Behavioral Health Information Notice (BHIN) 24-015: CARE Act Reimbursement Rates and Billing Guidance.

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  • Can counties claim for outreach and engagement administrative expenses incurred while attempting to locate or contact a respondent, even if the county is unable to engage with them?

    Counties are permitted to invoice the Department of Health Care Services (DHCS) for expenses incurred while attempting to locate or contact a CARE Act respondent, even if the county is unable to engage the respondent. DHCS will reimburse counties for these outreach and engagement activities to support CARE Act services, as outlined in Behavioral Health Information Notice (BHIN) 24-015: CARE Act Reimbursement Rates and Billing Guidance.

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  • Can counties claim for outreach and engagement administrative expenses incurred while engaging family members in the CARE process?

    Counties are permitted to invoice the Department of Health Care Services (DHCS) for expenses incurred while engaging family members to support a respondent during the CARE process. DHCS will reimburse counties for these outreach and engagement activities to support CARE Act services, as outlined in Behavioral Health Information Notice (BHIN) 24-015: CARE Act Reimbursement Rates and Billing Guidance.

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  • How do CARE Act and the Lanterman-Petris-Short (LPS) Act provisions related to evaluation, intensive treatment and conservatorship interact?

    CARE and Lanterman-Petris-Short (LPS) Act conservatorship are two separate court processes. Each has its own statutory framework, procedural requirements, and eligibility criteria. While distinct processes, there are ways CARE and LPS may interact, especially in situations where an individual’s mental health condition and needs warrant consideration of choosing between which path is able to address the individual’s mental health condition and needs, in the least restrictive manner. The CARE Act provides that an LPS conservatorship court may refer an individual to CARE. If an LPS court makes a referral, the conservator or proposed conservator shall file the petition and the judge in the CARE proceeding shall determine if the individual is eligible for CARE.

    The CARE Act does NOT provide for a direct referral from CARE to an LPS proceeding.

    The statute, however, does provide that to ensure a respondent’s safety, a judge in a CARE proceeding may utilize their existing authority under LPS to have the individual evaluated for intensive treatment and potentially considered for a conservatorship. At any point throughout the CARE process, if there is a concern for the respondent’s safety, county BH, on its own accord or upon request of a judge, may initiate the process to have the individual evaluated for intensive treatment and potentially for conservatorship.

    Also, if a respondent fails to complete their CARE plan (not a CARE agreement), the reasons for that failure shall be considered by the court in a subsequent LPS hearing, provided that hearing occurs within 6 months and provided that all the services and supports were offered to the respondent. This fact shall create a presumption for the LPS court that respondent needs additional intervention beyond the services and supports provided by the CARE plan. However, this provision is not triggered if the respondent’s only failure to adhere to their CARE plan is a failure to comply with a CARE plan medication order.

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  • How does Senate Bill (SB) 43 impact the CARE Act?

    The Lanterman-Petris-Short (LPS) Act requires that all available alternatives to conservatorship be explored with a goal of proceeding with the least restrictive, suitable alternative. SB 43 amends the LPS Act to specify the CARE process as one of those alternatives that should be considered. This means some individuals may be diverted from LPS proceedings to the CARE process, which is less restrictive. The individual would need to meet the CARE eligibility criteria.

    For additional information on SB 43, please see the following DHCS resource: SB 43 Frequently Asked Questions (FAQs)

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  • Can individuals be referred to the CARE process?
    A county behavioral health (BH) agency may receive referrals to file a petition, such as from an Assisted Outpatient Treatment (AOT) program or from misdemeanor proceedings when the defendant is found to be incompetent to stand trial (IST). County BH will work with the referral source to assess whether the individual may be eligible for CARE and initiate the petition, if appropriate. County BH may also receive a referral from LPS conservatorship proceedings, in which case, the conservator would be the petitioner. See California Welfare and Institutions Code (W&I Code) section 5978 for more information.

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  • Where can I find data collection and reporting resources?

    Data collection and reporting resources, including data-specific FAQS, are available on the the Data Collection and Reporting Resources page.

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  • Where should I start to learn the basics about the CARE Act?
  • Where can I find information about the CARE Act Data Dictionary?

    Information about the CARE Act Data Dictionary, including a link to the latest version, a Data Dictionary Walkthrough training, and summary table are available on the following page: https://care-act.org/library/data-collection-reporting-resources/

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  • What evidence is required to support a CARE Act petition?

    All CARE Act petitions must be filed on a Petition to Commence CARE Act Proceedings form. Instructions on how to complete the form can be found on Information for Petitioners- CARE-050-INFO.

    The petition provides opportunities for the petitioner to include narrative information to support the petition. The petitioner may also attach supportive documents. The petition must be supported by one of two things: (1) a declaration from a mental health professional; or (2) evidence that the respondent was detained for at least two intensive treatments, the most recent one within the last 60 days.

    The Judicial Council has developed a Mental Health Declaration Form (CARE-101) to be used if the petition is supported by a declaration from a behavioral health professional. The CARE-101 form can be filed by a licensed behavioral health professionals who do not work for the county behavioral health agency. The CARE Act statute does not require that the behavioral health professional who completes the CARE-101 form to be providing ongoing care for the respondent. However, this behavioral health professional would need specific information about the respondent’s mental health to support their determination that the respondent meets the criteria.

    There is no specific form needed to demonstrate that the respondent has been detained for at least two intensive treatments, the most recent one within the last 60 days. Petitioners can include evidence in the form of documents or in the form of declaration based on the petitioner’s knowledge.
    Based on the information in the CARE-100 form and the supporting documents, the court will determine if the respondent meets, or may meet, the criteria for CARE proceedings.

    Instructions on filing can be found on How to File the CARE-100 Form.

    Additionally, Self-Help Centers can help fill out the petition; however, they cannot provide legal advice. You can find the Self-Help Center for your county here.

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  • Is there a timeframe for a county behavioral health agency to complete an assessment after receiving a facility referral for the CARE process?

    Within 14 business days of receipt of a CARE Act referral from a facility, a county behavioral health (BH) agency is required to complete an assessment of the referred individual and file a petition if the county BH agency determines that the individual meets or is likely to meet criteria for the CARE process and the individual does not engage in voluntary treatment. For more information, see California Welfare and Institutions Code (W&I Code) section 5978.1.

    If county BH possesses sufficient information but is unable to complete an assessment at the conclusion of the 14 business days of receipt of a CARE Act referral, the county BH agency may file a petition.

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  • How does a facility make a CARE referral to a county behavioral health agency?

    Facilities may use existing forms and/or procedures to make a CARE referral to a county behavioral health agency. Existing forms must include contact information for the referred individual, including a telephone number and address. County behavioral health agencies are required to accept facility referrals in any form or manner received.

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  • What facilities can make a CARE referral?

    Any facility that provides assessment, evaluation, and crisis intervention as defined in California Welfare and Institutions (W&I) Code section 5150, subdivision (a), or a designated facility as defined in W&I Code section 5008, subdivision (n) can make a CARE referral. If a facility is treating an individual under an involuntary hold, who they believe meets or is likely to meet CARE criteria, then the facility can make a referral to the county BH agency in the county of the individual’s residency or the county where treatment is occurring.

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  • What constitutes a prima facie showing under the CARE Act?

    Early in the CARE process, a judge reviews every CARE petition to determine if it shows that the respondent meets or may meet the CARE eligibility criteria. This is called a prima facie review. The term “prima facie” refers to “at first sight” or based on “first impression.” Judges have broad discretion in determining if prima facie has been met.

    CARE Act statute (California Welfare & Institutions Code (W&I Code) § 5975) states that the Petition to Commence CARE Act Proceedings (CARE-100) must include:

    • Facts that show that the respondent meets the CARE criteria; and
    • Either:
      • A declaration from a licensed behavioral health practitioner that they believe the respondent meets the diagnostic criteria.
        or
      • Evidence that the respondent was detained for two intensive treatments (pursuant to W&I Code § 5250), one of which was in the previous 60 days.

    Petitioners who believe that the respondent meets the CARE criteria may not be able to provide outside documentation. They can, however, include any evidence or other information they have that demonstrates the respondent’s eligibility and whether the respondent has been detained for intensive treatment. This could include personal experience; it could also include observation of the respondent’s behavioral health history and current condition, including if the respondent has been hospitalized. This information may be included in the narrative portion of the petition or in an attachment. Based on the totality of the petition packet, the judge will determine if prima facie is met.

    For more information, see CARE Act Resources for Petitioners.

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  • Can an individual be eligible for CARE if they are already participating in mental health treatment?

    An individual who is participating in ongoing voluntary treatment may be eligible for CARE if they are not clinically stabilized and if they meet the other eligibility requirements. For more information, see the CARE Act Eligibility Criteria Fact Sheet.

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  • What specific activities are reimbursable for the CARE Act?

    As outlined in the Behavioral Health Information Notice (BHIN) 24-015: CARE Act Reimbursement Rates and Billing Guidance, DHCS will reimburse counties an hourly rate for time spent performing the following administrative activities: Court Hearing Time, Court Report, Outreach and Engagement, Notice, and Data Reporting. The BHIN provides details and examples of these activities and outlines the rate for each CARE activity. Hours spent performing each CARE Act activity include time ancillary to the performance of the activity, which is limited to preparation time, internal meeting time, and oversight by supervisors and managers related to the activities. For more information, review the CARE Act Sanctions and Claiming Process training. For additional questions, contact [email protected].

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  • Can county behavioral health agencies claim for CARE Act administrative costs incurred for county counsel staff?

    County behavioral health agencies may not claim for CARE Act costs incurred for county counsel staff. The rates established include an “overhead” increase based on Bureau of Labor Statistics Mean Wage data, which accounts for legal services. For more information, review the CARE Act Sanctions and Claiming Process training. For additional questions, contact [email protected].

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  • Can a county submit administrative claims if the activities are conducted by a behavioral health subcontractor?

    Counties are able to claim for administrative functions outlined in Behavioral Health Information Notice (BHIN) 24-015: CARE Act Reimbursement Rates and Billing Guidance that are completed by a subcontractor. The county would need to include the subcontractor’s name and role in the claim form. For more information, review the CARE Act Sanctions and Claiming Process training. For additional questions, contact [email protected].

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  • When can county behavioral health agencies claim for administrative CARE Act services?

    Counties may claim on a quarterly basis similar to the current administrative claiming process. Claims for a quarter may be submitted after the end of the quarter. Claims must be received by the Department of Health Care Services (DHCS) within one year following the end of the quarter. Upon CARE Act implementation, counties can begin filing for claims, even if a county chooses to implement early. For more information, review the CARE Act Sanctions and Claiming Process training. For additional questions, contact [email protected].

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  • If a county is working with the public defender’s office to assist with outreach and engagement through a Memorandum of Understanding (MOU), can the county behavioral health agency submit these administrative claims?

    County behavioral health agencies should not bill for public defender services to the Department of Health Care Services (DHCS). Public defenders should bill 100% of their CARE contracts with the Legal Services Trust Fund Commission (LSTFC). For additional questions, contact [email protected].

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  • Is substance/medication-induced psychotic disorder (SIPD) an eligible CARE Act diagnosis?

    A substance/medication-induced psychotic disorder (SIPD) is an eligible CARE diagnosis. The individual must also meet the other CARE criteria, including that the disorder is severe in degree and persistent in duration. A person who has a current diagnosis of substance use disorder, but who does not have a qualifying diagnosis, will not be eligible for the CARE process. For additional information, please review the CARE Act Eligibility Criteria Fact Sheet.

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  • Can counties claim for outreach and engagement administrative expenses incurred before a petition is filed?

    Yes, counties can invoice the Department of Health Care Services (DHCS) for outreach and engagement expenses incurred prior to filing a petition. Counties may invoice the Department of Health Care Services (DHCS) for outreach and engagement activities as outlined in Behavioral Health Information Notice (BHIN) 24-015: CARE Act Reimbursement Rates and Billing Guidance. Senate Bill 1400 and Senate Bill 42 require counties to engage and track respondents before a petition is filed, making pre-petition outreach and engagement activities eligible for reimbursement. You can also review the summary briefs Senate Bill 1400 and Senate Bill 42.

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